Portfolios - Investment sessions - Allocations  - Positions - Compliance - Analysis - Products

The Constraints tab on the portfolio view enables the user to test the impact of future allocation decisions against existing portfolio investment constraints prior to executing those allocations. In the upper part of the tab, the rules are listed hierarchically. Next to the column with the constraint description are columns for the dates specified in the relevant investment session, together with the results of applying the constraint against the position allocation. The results show as Passed or Failed.

Front office provides a real-time test result for the constraints for each date present. By clicking on a result (Passed or Failed), details appear in the lower half of the tab: the constraint followed by the actual calculation. By adjusting the allocation for the relevant date, the front officer can meet compliance requirements.